Finra is an English word. Below you'll find 10+ example sentences showing how it's used in practice.
Finra in a sentence
Finra meaning
Acronym of Financial Industry Regulatory Authority.
Using Finra
- The main meaning on this page is: Acronym of Financial Industry Regulatory Authority.
- In the example corpus, finra often appears in combinations such as: member finra, finra sipc, of finra.
Context around Finra
- Average sentence length in these examples: 25.1 words
- Position in the sentence: 3 start, 5 middle, 2 end
- Sentence types: 10 statements, 0 questions, 0 exclamations
Corpus analysis for Finra
- In this selection, "finra" usually appears in the middle of the sentence. The average example has 25.1 words, and this corpus slice is mostly made up of statements.
- Around the word, two, using, rules, doesn and data stand out and add context to how "finra" is used.
- Recognizable usage signals include analysis of finra data and and earlier that finra has gotten. That gives this page its own corpus information beyond isolated example sentences.
- By corpus frequency, "finra" sits close to words such as aaon, abbv and abdalla, which helps place it inside the broader word index.
Example types with finra
The same corpus examples are grouped by length and sentence type, making it easier to see the contexts in which the word appears:
Source: Wall Street Journal analysis of Finra data and LetsMakeAPlan. (10 words)
The Information reported earlier that Finra has gotten involved in the matter. (12 words)
Their actions eventually led to her filing a claim of elder fraud with FINRA. (14 words)
When a broker-dealer (or its employees) misappropriates funds, commits fraud, or otherwise violates either the securities laws or the FINRA’s rules, the harmed investor should be able to recover the amount lost due to the broker-dealers’ actions. (40 words)
M1 Finance consented to the entry of FINRA’s findings, paid a US$850,000 penalty, and agreed to certify that it has remediated the issues and implemented a supervisory system to ensure compliance with the SRO’s requirements. (39 words)
In a letter of acceptance, waiver and consent (AWC), the regulator says ex-Well Fargo employee Andrew J. Egber violated two FINRA rules when he deliberately ignored requests to cooperate in an investigation. (33 words)
Example sentences (10)
Their actions eventually led to her filing a claim of elder fraud with FINRA.
In a letter of acceptance, waiver and consent (AWC), the regulator says ex-Well Fargo employee Andrew J. Egber violated two FINRA rules when he deliberately ignored requests to cooperate in an investigation.
M1 Finance consented to the entry of FINRA’s findings, paid a US$850,000 penalty, and agreed to certify that it has remediated the issues and implemented a supervisory system to ensure compliance with the SRO’s requirements.
Moreover, in navigating these challenges, resources like FINRA’s insights on AI and investment fraud can offer valuable perspectives, underscoring the multifaceted nature of AI’s impact on corporate and legal practices.
FINRA doesn’t like people who get arrested, especially for the scary charge of trying to take a gun onto an airplane.
Source: Wall Street Journal analysis of Finra data and LetsMakeAPlan.
The Information reported earlier that Finra has gotten involved in the matter.
When a broker-dealer (or its employees) misappropriates funds, commits fraud, or otherwise violates either the securities laws or the FINRA’s rules, the harmed investor should be able to recover the amount lost due to the broker-dealers’ actions.
You can also look up your fund expenses using FINRA’s Fund Analyzer, a free tool that enables you to evaluate mutual fund expenses and compare expenses of one fund with another.
In fact, all trading firms not regulated by other SROs must register as a member of FINRA.
Common combinations with finra
These word pairs occur most frequently in English texts:
- member finra 3×
- finra sipc 3×
- of finra 3×
- finra rules 2×